[EL] Electoral college changes and section 5

Rick Hasen rhasen at law.uci.edu
Fri Jan 25 05:53:53 PST 2013


Justin--
What if Congress defended such a statute as a means of preventing the 
dilution of minority voting power in presidential elections---the same 
question which would be presented to DOJ if Virginia moved from winner 
take all to districted allocation of electoral college votes?
Rick

On 1/24/13 10:20 AM, Justin Levitt wrote:
> Depends entirely on the asserted source of Congressional power.
>
> With no articulated connection to race, it's tough for me to see this 
> as an exercise of 15th Amd. power.  And with no 14th Amd. due process 
> right for voters to vote on Presidential electors unless states wish 
> them to (most recently articulated in Bush v. Gore), it's tough for me 
> to see this as an exercise of 14th Amd. power.  And with no connection 
> to elections for Senators and Representatives, it's tough for me to 
> see this as an exercise of power under Article I, section 4.
>
> So unless there's a Congressional power I don't spot, I think such a 
> statute is unconstitutional.  But the primary reason isn't state 
> autonomy to choose electors -- the reason is that Congress doesn't 
> have the enumerated power to enact such a statute.
>
> Justin
>
> On 1/24/2013 11:13 AM, Rick Hasen wrote:
>> How would you treat a statute in which Congress bars state 
>> legislatures from choosing their electors directly and requires 
>> elections open to all voters qualified to vote in state elections?
>>
>>
>> On 1/24/2013 7:07 AM, Justin Levitt wrote:
>>> (With apologies for the length)
>>>
>>> Mark's argument still seems like it depends on a remarkably novel 
>>> constriction of Congressional enforcement authority, even well 
>>> beyond the faultlines of the current fight over enforcement authority.
>>>
>>> To be clear (and to be responsive to Rick's argument about the 
>>> Bullock/Gaddie piece), I think there would be a legitimate 
>>> constitutional reason to hesitate if Congress used its Article I 
>>> power to dictate how the states chose their electors.  (Say, a law 
>>> requiring electors to be chosen in a Super-Bowl-style playoff 
>>> system, in order to sell off television rights and thereby promote 
>>> interstate commerce.)
>>>
>>> But the question about VRA preclearance is about 15th (also 14th, 
>>> but it's an easier 15th Amendment case) Amendment enforcement power, 
>>> power expressly granted to Congress by the Constitution, as a limit 
>>> on everything in Article II (and Article I).  If the enforcement 
>>> power of the 15th Amendment means anything, it's a grant to Congress 
>>> of the power to police state regulations of the franchise based on race.
>>>
>>> There are three ways in which the states regulate elections: 
>>> choosing their own state officials, choosing Presidential electors, 
>>> and choosing members of Congress.  Congress has power under Article 
>>> I, section 4 to regulate Congressional elections as they please, so 
>>> there's no need to invoke 15th Amd. enforcement authority in that 
>>> circumstance.  That leaves state officials and Presidential 
>>> electors.  It can't be that the Constitution grants _more_ deference 
>>> to states in choosing Presidential electors (the "plenary" power) 
>>> than it does to states in choosing their own officials.  States had 
>>> the power to choose their own officials well before the Constitution 
>>> existed; Presidential electors only come into being with the 
>>> Constitution.  So if anything, a 15th Amendment grant of power to 
>>> Congress to prevent the states from abridging the right to vote 
>>> based on race has to either give Congress just as much power to 
>>> regulate the Presidential elector process as the state official 
>>> process, or _more_ power to regulate the Presidential elector 
>>> process.  Presidential elector selection can't be "specially" 
>>> protected from 15th Amd. enforcement measures (e.g., Mark's theory 
>>> that power shouldn't be read broadly "here").  I don't understand a 
>>> theory attempting to preserve state autonomy under federalism where 
>>> a state has more freedom to  choose Presidential electors than to 
>>> choose their own officials.
>>>
>>> Which brings us to the scope of the 15th Amd. enforcement 
>>> authority.  In /Katzenbach/, the Court told us that this power is 
>>> governed by rational basis review.   There's a fight that we'll have 
>>> answered soon about whether /Boerne/ applies to the 15th Amd. as 
>>> well (see the argument in the lower court decisions in NAMUDNO and 
>>> Shelby County).  (I happen to think that it shouldn't -- it makes 
>>> sense that 14th Amd. enforcement power would be broad and shallow, 
>>> and that 15th Amd. power would be narrow and deep.)
>>>
>>> But the argument below goes significantly further than applying 
>>> /Boerne/ to the 15th Amd.  In the permissive version, it seems to be 
>>> that enforcement authority under the 15th Amd. should itself be 
>>> strictly scrutinized (a least restrictive means test), which is a 
>>> deeply odd way to conceive of an affirmative constitutional grant of 
>>> power, akin to saying that the Court should strictly scrutinize any 
>>> use of the Commerce power.  Put differently: there isn't an unusual 
>>> need to watch out for federalism costs in enforcing the 15th 
>>> Amendment, because _the only_ circumstances for Congress to 
>>> "enforce" the 15th Amd. at all involve limitations on state 
>>> regulations of the franchise.  The 15th Amendment enforcement power 
>>> was specifically _designed_ to intrude on normal state prerogatives, 
>>> every single time it's exercised.
>>>
>>> And the least permissive version of the argument below is that 
>>> Congressional enforcement power for the 15th Amendment has no 
>>> content beyond the affirmative mandates of the 15th Amendment 
>>> itself.  That is, Congressional power amounts to passing section 
>>> 1983, and then getting out of the way.  In a world that gave us the 
>>> /Slaughterhouse Case /reading of the privileges or immunities 
>>> clause, that's not an unthinkable possibility -- but it is a rather 
>>> striking departure from the conception of the enforcement power I 
>>> understand the Court to have articulated.
>>>
>>> So I don't think that this argument can turn on special limits on a 
>>> Constitutional grant of power in the special circumstance of 
>>> choosing Presidential electors -- because that has to be _less_ 
>>> special than the only other circumstance (choosing state officials) 
>>> in which the 15th Amendment enforcement power has any content.  If 
>>> preclearance is a valid exercise of Congressional authority as 
>>> applied to states regulating their state elections, it has to be a 
>>> valid exercise of authority as applied to states choosing their 
>>> Presidential electors.
>>>
>>> Justin
>>>
>>>
>>>
>>> On 1/24/2013 12:59 AM, Scarberry, Mark wrote:
>>>>
>>>> Of course, the state legislature's exercise of its plenary power 
>>>> under Article II in the original Constitution is subject to the 
>>>> requirements of the amendments to the Constitution, including the 
>>>> 14^th and 15^th . A state obviously would violate the 15^th Am. by 
>>>> prohibiting African Americans from voting in presidential elections.
>>>>
>>>> This was a point that was made repeatedly during the Bush v. Gore 
>>>> controversy by those of us who thought that the Florida S. Ct. 
>>>> could not use the state constitution to limit the state 
>>>> legislature's choice of the manner by which the state appoints its 
>>>> presidential electors. Of course the amendments to the U.S. 
>>>> Constitution place limits on what the state legislature may do.
>>>>
>>>> On the other hand, it is not clear that Congress's power to enforce 
>>>> the 14^th and 15^th Amendments by reaching actions that do not 
>>>> themselves violate the Constitution should be read broadly here. We 
>>>> are dealing with a state legislature's exercise of a power 
>>>> explicitly granted to the legislature by the Constitution, a power 
>>>> that has been understood to grant great discretion to the state 
>>>> legislature. In such a setting, there may have to be a stronger 
>>>> showing of a need for prophylactic measures because of the serious 
>>>> federalism issues at stake -- serious issues with their roots in 
>>>> the explicit grant of authority by the US Constitution to the state 
>>>> legislatures. Note also that in the particular case in which the 
>>>> legislature of a state that is subject to preclearance chooses to 
>>>> change from an at-large election of electors to a congressional 
>>>> district approach, the creation of the districts would have been 
>>>> subject to preclearance; to then require preclearance before a 
>>>> state could move to a system based on those districts could easily 
>>>> be seen as an overreach. In effect, preclearance as to the 
>>>> districts would be a less restrictive means of preventing 
>>>> violations of the 14^th and 15^th Amendments (that is, a means that 
>>>> is less restrictive of the state legislature's exercise of its 
>>>> plenary power).
>>>>
>>>> If I were defending the preclearance requirements before the 
>>>> Supreme Court, I'd think long and hard before answering a Justice's 
>>>> question in the affirmative, if the question was whether a state 
>>>> would have to ask federal permission to change to a district 
>>>> approach for appointment of electors.
>>>>
>>>> Mark S. Scarberry
>>>>
>>>> Professor of Law
>>>>
>>>> Pepperdine Univ. School of Law
>>>>
>>>> *From:*law-election-bounces at department-lists.uci.edu 
>>>> [mailto:law-election-bounces at department-lists.uci.edu] *On Behalf 
>>>> Of *Derek Muller
>>>> *Sent:* Wednesday, January 23, 2013 6:28 PM
>>>> *To:* Election Law
>>>> *Subject:* Re: [EL] Electoral college changes and section 5
>>>>
>>>> I'm not sure if it was simply prophylactic (which means it cannot 
>>>> answer the theoretical question), but, as a matter of recent 
>>>> /practice/, California did submit its enactment of the National 
>>>> Popular Vote to the Department of Justice for preclearance: 
>>>> http://www.nationalpopularvote.com/resources/CA-Herren-Letter-2012-1-13-DOJ-VRA-Preclearance.pdf
>>>>
>>>> Derek
>>>>
>>>> On Wed, Jan 23, 2013 at 6:01 PM, Justin Levitt 
>>>> <jml269 at connect.yale.edu <mailto:jml269 at connect.yale.edu>> wrote:
>>>>
>>>> Isn't it clear that the 14th and 15th Amendments would preclude a 
>>>> state legislature from using its "plenary" power to decide that it 
>>>> would hold a popular election for presidential electors with only 
>>>> white voters eligible to participate?  Those Amendments, written 
>>>> after Article II and a substantial shift in federal/state power, 
>>>> substantively modify the exercise of all the powers in the original 
>>>> constitution.
>>>>
>>>> By the same logic, a statute validly passed under Congress's power 
>>>> to enforce the 14th and 15th Amendments has to be a valid 
>>>> limitation on "plenary" power.
>>>>
>>>> It's the same logic as /Fitzpatrick v. Bitzer/, 427 U.S. 445 
>>>> (1976), allowing valid exercise of 14th Amendment enforcement power 
>>>> to override 11th Amendment sovereign immunity.  No?
>>>>
>>>> -- 
>>>> Justin Levitt
>>>> Visting Associate Professor of Law
>>>> Yale Law School
>>>> 203-432-2366  <tel:203-432-2366>
>>>> justin.levitt at yale.edu  <mailto:justin.levitt at yale.edu>
>>>> ssrn.com/author=698321  <http://ssrn.com/author=698321>
>>>>
>>>> On 1/23/2013 7:48 PM, Rick Hasen wrote:
>>>>
>>>>     Someone asked me what would happen if Virginia changes its method for
>>>>
>>>>     allocating electoral college votes. Would such a change be subject to
>>>>
>>>>     preclearance under section 5 of the Voting Rights Act? Or, given the
>>>>
>>>>     state legislature's plenary power to set the rules for the allocation of
>>>>
>>>>     electoral college votes as provided for in Art. II of the Constitution,
>>>>
>>>>     is the preclearance requirement not applicable or unconstitutional as
>>>>
>>>>     applied to electoral college allocations?
>>>>
>>>>       
>>>>
>>>>
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>>>>
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>>
>> -- 
>> Rick Hasen
>> Chancellor's Professor of Law and Political Science
>> UC Irvine School of Law
>> 401 E. Peltason Dr., Suite 1000
>> Irvine, CA 92697-8000
>> 949.824.3072 - office
>> 949.824.0495 - fax
>> rhasen at law.uci.edu
>> http://law.uci.edu/faculty/page1_r_hasen.html
>> http://electionlawblog.org
>

-- 
Rick Hasen
Chancellor's Professor of Law and Political Science
UC Irvine School of Law
401 E. Peltason Dr., Suite 1000
Irvine, CA 92697-8000
949.824.3072 - office
949.824.0495 - fax
rhasen at law.uci.edu
http://law.uci.edu/faculty/page1_r_hasen.html
http://electionlawblog.org

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