[EL] Fwd: [Lpbr-full] THE PARTIES IN COURT: AMERICAN POLITICAL PARTIES UNDER THE CONSTITUTION
Rick Hasen
rhasen at law.uci.edu
Fri Dec 12 08:19:07 PST 2014
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Subject: [Lpbr-full] THE PARTIES IN COURT: AMERICAN POLITICAL PARTIES
UNDER THE CONSTITUTION
Date: Fri, 12 Dec 2014 11:11:11 -0500
From: LPBR Editor <lpbreditor at gmail.com>
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LAW AND POLITICS BOOK REVIEW: ISSN 1062-7421
An Electronic Periodical Published by The Law and Courts Section,
The American Political Science Association
Herbert Jacob, Founding Editor
Please send all comments and questions to Stephen Meinhold, Editor,
meinholds at uncw.edu <mailto:meinholds at uncw.edu>
*Vol. 24 No. 10 (October 2014) pp. 518-523***
*THEPARTIES IN COURT: AMERICAN POLITICAL PARTIES UNDER THE CONSTITUTION
<http://www.lpbr.net/2014/12/the-parties-in-court-american-political.html>*by
Robert C. Wigton. Lanham, MD: Lexington Books. 2013. 392pp. $120.00.
ISBN: 978-0-7391-8967-2.
Reviewed by Graham G. Dodds, Department of Political Science, Concordia
University (Montreal), g.dodds at concordia.ca <mailto:g.dodds at concordia.ca>.
When even casual observers of American politics are familiar with
Citizens United, a new tome on how the judiciary has addressed
legislative regulation of political parties is likely to be a welcome
resource. In The Parties in Court, Robert Wigton considers the vague
constitutional status of American political parties and maps out how
courts have judged their regulation. As every student of American
politics well knows, even though political parties are not provided for
in the Constitution and the Founding Fathers feared them, parties have
long been a central part of American politics and government. How
theyâ??ve been regulated is thus an important political, legal, and
constitutional matter.
In Wigtonâ??s telling, the legislative regulation of U.S. political
parties initially involved Progressive-era anti-corruption reforms like
the Australian or secret ballot and direct primaries, but it expanded
considerably from the mid-twentieth-century onward. According to Wigton,
â??The tide of history in this country has clearly favored increasing
government regulation of party activitiesâ?? (p. 33), such that
â??modern American political parties are generally regulated more
heavily and in more detail than parties in most other Western nationsâ??
(p. 37).
In addition to the issue of the degree of the regulation of parties,
there is also the matter of its locus. And as Wigton notes, while
Congress has on occasion passed laws to govern political parties in some
fashion, most of the legislative regulation of political parties in the
U.S. has occurred at the state level. The development of laws governing
parties is therefore important for considerations of federalism, but it
is also important for inter-branch relations, as Wigton explains:
State legislatures have been the primary engines for imposing
regulations on political parties. But their overt partisanship makes
them unlikely places for developing a balanced and comprehensive
approach to the role of parties in our governmental system. The task of
making progress in this area has thus by default fallen to the judiciary
which, though hardly nonpartisan, is generally able to take a longer and
more objective view of such matters (p. 344).
The judiciary has endeavored to sort out a host of issues relating to
the regulation of political parties. In many cases, this has entailed
trying to make a judgment about the extent to which parties are private
organizations and therefore entitled to substantial autonomy or
governmental deference and the extent to which their activities have a
public impact sufficient to warrant greater governmental intervention.
Wigton contends that â??Since the late nineteenth-century American
political [*519] parties have been gradually converted from primarily
private associations into quasi-public entities akin to public
utilitiesâ?? (p. 37).
Beyond questions of state action, Wigton notes that other constitutional
principles that have often come up in litigation about parties include
the political question doctrine, freedom of association, the Fourteenth
Amendmentâ??s equal protection clause and the nationalization of the
Bill of Rights, and the right to political participation (per the
Fifteenth Amendment). Regardless of the particular constitutional
questions that come up, Wigton says that the judicial treatment of these
matters suggests that judges are quite divided about the value of
political parties. As Wigton writes, â??On the one hand are those judges
who regard political parties as â??facilitators of democracy,â?? relying
on their roles as aggregators of political majorities in both elections
and government. The opposing camp of judges â?¦ tends to see parties as
corruptors of the political process and governmentâ?? (p. 341).
In what might be regarded as the bookâ??s primary thesis, Wigton says,
â??Our objective will be to determine how far the courts have progressed
in reconciling the independence of the political parties with ideals of
democratic selectionâ?? (p. 49).In his discussion of all these matters,
Wigton covers over 500 court cases, some of which involve multiple
substantive and jurisprudential points.To organize this mass of
information, the book utilizes a version of the well-known tripartite
division of partiesâ?? activities first articulated by V. O. Key and
Frank J. Sorauf, with separate chapters on partiesâ?? internal
activities, parties in the electoral process, and parties in government.
Partiesâ?? Internal Activities
The regulation of partiesâ?? internal activities includes things like
how parties are officially recognized (which is often a matter of what
percent of the vote a party must receive in order to appear on future
ballots), the sections or committees into which parties are organized
and how their personnel obtain their positions, and how official
nominees and delegates to national conventions are selected. Obviously
those things are at the heart of how parties operate, so â??State laws
which seek to place limitations on how political parties organize and
govern themselves internally are the most serious threat to party
independenceâ?? (p. 72). However, says Wigton, â??as parties
increasingly enter the public arena through performance of more
electoral activities they should expect to be subjected to greater
governmental supervisionâ?? (p. 73), and legislatures have indeed
imposed various regulations on them.
Wigtonâ??s discussion of cases that have concerned the regulation of
partiesâ?? internal activities focuses on several main areas. First,
there is the issue of intra-party elections, with cases such as Lynch v.
Torquato (1965). Second, starting in the 1970s, Wigton sees a shift to
cases that involved the First Amendment and free association questions,
like Marchioro v. Chaney (1979), Anderson v. Celebrezze//(1983/)/,
Tashjian v. Republican Party of Connecticut//(1986),//and Eu v. San
Francisco County Democratic Central Committee//(1989).//Third, there is
the issue of the selection of presidential convention delegates, as
addressed in cases like Oâ??Brien v. Brown (1972), Cousins v. Wigoda
(1975) and Democratic Party v. [*520] Wisconsin ex rel. La Follette (1981).
Seeking to discern a general trend in cases about partiesâ?? internal
activities, Wigton notes that courts have struggled to draw a line
between party activities that should be subject to state regulation
â??and those that should be largely free of such regulationâ?? (p. 117).
Beyond noting that difficulty, Wigton says that courts appear to be
willing to grant parties greater freedom concerning their internal
organization, while being more sympathetic to regulations that more
directly relate to the nomination process. Also, he says that
â??Generally, the federal courts have been much more deferential to the
independence and autonomy of the /national/ party organizations than
they have been to the /state/ party organizationsâ?? (p. 113).
Parties In The Electoral Process
In terms of the regulation of political parties in the electoral
process, there are laws that concern campaign finance, the disclosure of
sponsors of political advertising, ballot access, and primary elections.
And as with the regulation of partiesâ?? internal activities, the
regulation of their electoral activity is mostly at the state level.
According to Wigton, â??The only significant federal legislation here is
the Federal Election Campaign Act (FECA)â?? of 1971 (pp. 133-4).
Nevertheless, there is a significant history of major federal cases
dealing with the regulation of parties and campaign financing, and
Wigton traces that development from Buckley v. Valeo (1974) to FEC v.
Colorado Republican Federal Campaign Committee//(1993 and 2000),
McConnell v. FEC (2003), and Citizens United v. FEC (2010). Wigtonâ??s
book was published a few months before the Supreme Court decided
McCutcheon v. FEC (2014)/,/ striking down aggregate limits on how much
an individual could give to political parties during a two-year election
cycle.
In terms of state-level campaign finance regulation, Wigton discusses
Nixon v. Shrink Missouri Government PAC(2000), which he regards as the
Courtâ??s â??most important modern ruling dealing with state campaign
lawsâ?? (p. 172). The Courtâ??s decision barely mentioned political
parties per se, but it granted states significant leeway in regulating
campaign finance, and â??Most lower court decisions since /Shrink
Missouri/ have upheld state efforts to regulate the financial side of
their electoral processesâ?? (p. 174).
Beyond campaign finance, Wigtonâ??s discussion of partiesâ?? electoral
activities includes cases that concern anti-fusion laws, elections in
which the ballot includes a candidateâ??s name but not his or her party
affiliation, â??blanketâ?? or â??jungleâ?? primaries that combine
candidates of different parties, and whether primaries are open or
closed. He also considers the judicial treatment of third parties, with
a discussion of Timmons v. Twin Cities Area New Party (1997), in which
the Court seemed divided about whether a state interest in stability
could justify a substantial burden on third parties.
Parties In Government
Wigtonâ??s chapter on the regulation of parties in government (which he
terms [*521] â??incumbent political partiesâ??) addresses two main
issues: political patronage and partisan gerrymandering. While political
patronage is â??one of the most venerable traditions in Americaâ?? (p.
258), Wigton contends that â??The Supreme Court did not directly deal
with the many issues raised by political patronage until 1976â?? (p.
262). That year, in Elrod v. Burns, the Court sought to distinguish
between public employees who were in â??policy-making positionsâ?? and
those who were not, and it said that the former could be subject to
patronage reprisals while the latter could not (p. 364). The case is
also noteworthy for Justice Powellâ??s dissent, in which he extolled the
value of patronage. In Rutan v. Republican Party of Illinois (1990), the
Court took up the issue of what sorts of government actions could
trigger the protections that Elrod afforded some governmental employees,
and in that case Justice Scaliaâ??s dissent sought to validate patronage
as important to the strength of political parties. According to Wigton,
â??In recent years, the circuit courts generally seem to have been
intent on preserving, or even expanding, the class of high-level public
employees who remain subject to patronage hiring and firingâ?? (pp. 281-2).
Wigton says that â??the courtsâ?? willingness to rein in political
patronageâ?? stands in sharp contrast to â??the general reluctance of
the courts to employ judicial power to combat partisan gerrymanderingâ??
(p. 303). He claims that â??There has been virtually no congressional
interest in regulating state and local electoral redistrictingâ?? (p.
287), and while courts have often struck down racial gerrymanders, they
have been much more permissive regarding partisan gerrymanders,
â??Despite the similarities between the two types of gerrymanderingâ??
(p. 311). Wigton discusses cases like Davis v. Bandemer (1986), Vieth v.
Jubelirer (2004), and L.U.L.A.C. v. Perry (2006) and says the Court is
divided about whether partisan gerrymandering â??should be analyzed
under First Amendment principles or under equal protectionâ?? (p. 349).
He concludes that â??The judiciaryâ??s handling of partisan
gerrymandering â?¦ has not progressed much beyond a thorough exposition
of the issues and choices involvedâ?? (p. 314).
The Parties in Courtis well researched and very well documented: each of
the substantive chapters is followed by hundreds of detailed endnotes
spread over 18-24 pages. It is also well written and easy to read (if a
bit dry), though there are more than a few typographical errors. The
bookâ??s structure and its clear divisions within each chapter render it
easy to follow, and it does a very good job of covering a lot of
material; it is both comprehensive and comprehensible.
The bookâ??s main scholarly contribution is as an informational
resource, and it may serve as an authoritative reference. But its more
interesting parts are the few areas in which Wigton presents his own
views. Wigton wishes to employ the tripartite model of political parties
not just to disentangle judicial decisions about their regulation (i.e.,
the organizational scheme of the book), but also to govern how courts
should approach their decision-making. As Wigton explains, â??My
objective is to develop guidelines that preserve the â??desirableâ??
activities and contributions of parties while simultaneously curbing
some of the problems and â??abusesâ?? that political parties can bring
to government and electionsâ?? (pp. 342-3).
That objective sounds perfectly even-handed, but for Wigton it is
explicitly predicated on a view that parties are both central and
essential to the well-functioning of the American political and
governmental systems: â??political parties are the keystone of the
political system and their proper functioning is a vital element in the
success of representative governmentâ?? (p. 343). Obviously, placing
such a high value on political parties leads to great suspicion of their
regulation. As Wigton puts it, â??Given their vital role in American
politics, parties appear to be deserving of considerable freedom from
governmental controlâ?? (p. 33). He further contends, â??What appears to
be needed at this time is for the courts to create and enforce a
bright-line boundary protecting the core activities of parties from
further erosion by government regulationâ?? (p. 345).
Wigton suggests that some aspects of parties merit more regulation while
others deserve less, as the tripartite model suggests that regulation of
partiesâ?? internal functions and their activities in government â??is
relatively easyâ?? (p. 351). However, â??In the electoral arena
partiesâ?? roles are more mixed and the costs and benefits far less
certainâ?? (p. 351), which is why â??The regulation of political parties
in the electoral realm has always posed the most difficult questionsâ??
(p. 349).
In terms of partiesâ?? electoral activities, Wigton suggests that
regulation should be lighter for primaries than in the general election
(pp. 219-220). And he also sees a need for less regulation in the two
areas in which he says party regulation is more straightforward, as he
wants less regulation of parties in government (p. 315), and he says the
â??historic erosion of the private side of political parties now
imperils the benefits associated with independent, autonomous, and
vigorous political partiesâ?? (p. 71).
Different readers, like different legislators and different judges, may
come to different conclusions, but Wigtonâ??s book should be appreciated
by a broad audience. The Parties in Court will be of particular interest
to scholars of political parties and election laws, and it is suitable
for graduate or advanced undergraduate students.
References:
Key, V. O. 1964. Politics, Parties, and Pressure Groups. New York: Crowell,
Sorauf, Frank J. 1968. Party Politics in America. Little Brown..
CASE REFERENCES://
Anderson v. Celebrezze, 460 U.S. 780 (1983).
Buckley v. Valeo, 424 U.S. 1 (1976).
Baker v. Carr, 369 U.S. 186 (1962).
Citizens United v. Federal Campaign Committee, 558 U.S. 310 (2010).
Cousins v. Wigoda, 419 U.S. 477 (1975).
Davis v. Bandemer, 478 U.S. 109 (1986).
Democratic Party v. Wisconsin ex rel. La Follette, 450 U.S. 107 (1981).
[*523]
Elrod v. Burns, 427 U.S. 347 (1976).
Eu v. San Francisco County Democratic Central Committee, 489 U.S. 214
(1989).
Federal Election Commission v. Colorado Republican Federal Campaign
Committee/, /839 F. Supp. 1448 (D. Colo. 1993).
Federal Election Commission v. Colorado Republican Federal Campaign
Committee/, /213 F3d 1221 (10^th Cir. 2000).
League of United Latin American Citizens (LULAC) v. Perry, 548 U.S. 399
(2006).
Lynch v. Torquato, 343 F. 2d 370 (3^rd Cir. 1965).
Marchioro v. Chaney, 442 U.S. 191 (1979).
McConnell v. Federal Election Commission, 540 U.S. 93 (2003).
McCutcheon v. Federal Election Commission/, /134 S. Ct. 1434 (2014).
Nixon v. Shrink Missouri Government PAC, 528 U.S. 377 (2000).
Oâ??Brien v. Brown, 409 U.S. 1 (1972).
Rutan v. Republican Party of Illinois, 497 U.S. 62 (1990).
Tashjian v. Republican Party of Connecticut/, /479 U.S/. /208 (1986).//
Timmons v. Twin Cities Area New Party, 520 U.S. 351 (1997).
Vieth v. Jubelirer, 541 U.S. 267 (2004).
***************
©Copyright by author, Graham G. Dodds.
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