[EL] big 2d Circuit campaign finance case; more news

Rick Hasen rhasen at law.uci.edu
Wed Jul 2 13:43:05 PDT 2014


I don't follow the Second Circuit closely.  What is the likelihood of en 
banc review if the challengers seek it?

On 7/2/14, 1:31 PM, Smith, Brad wrote:
> This raises a good question Ben - may a corporation that maintains a 
> PAC be prohibited, under this decision, from making independent 
> expenditures in accordance with Citizens United? I don't think so, but 
> that would seem to be the Second Circuit's logic.
>
> /Bradley A. Smith/
>
> /Josiah H. Blackmore II/Shirley M. Nault/
>
> /   Professor of Law/
>
> /Capital University Law School/
>
> /303 E. Broad St./
>
> /Columbus, OH 43215/
>
> /614.236.6317/
>
> /http://law.capital.edu/faculty/bios/bsmith.aspx/
>
> ------------------------------------------------------------------------
> *From:* law-election-bounces at department-lists.uci.edu 
> [law-election-bounces at department-lists.uci.edu] on behalf of Benjamin 
> Barr [benjamin.barr at gmail.com]
> *Sent:* Wednesday, July 02, 2014 4:21 PM
> *To:* Edward Still
> *Cc:* law-election at UCI.edu
> *Subject:* Re: [EL] big 2d Circuit campaign finance case; more news
>
> I'm curious about the findings of fact by the lower court.
>
> The Second Circuit views the related Vermont Right to Life entities as 
> mere bank accounts--shells without formal organizational separation. 
>  But the case law underlying decisions like /EMILY's List/ and 
> /Carey/ inform that a PAC is a separate organization from the main 
> organization, or from other PACs/. /And there is both a special 
> fluidity and rigidity about roles held by individuals in these 
> groups--they may serve in various related organizations so long as 
> they wear their proverbial separate hats and follow rules preventing 
> the sharing of certain information or resources.  These sort of 
> arrangements are common across a wide array of non-profit entities, as 
> Ed and Byron note.  To impose stricter requirements would be to impose 
> onerous staffing and personnel requirements on already-strained 
> non-profits in the quixotic pursuit of ending "corruption."
>
> That sort of overly rigid formality is what came to the fore in 
> /Carey/, a case I brought with Steve Hoersting, Dan Backer, and Allen 
> Dickerson a few years back.   If the FEC had its way, we would have 
> needed to clone the group in question, a meagerly funded veterans 
> organization, to engage in meaningful advocacy.  But the court 
> understood that separate, segregated accounts and following the 
> applicable rules means that related entities can, indeed, be related 
> and be so bold as to speak and engage the public about elections.
>
> The Second Circuit seems confused about groups being "enmeshed 
> financially" without understanding how formal rules of separation for 
> related entities work.  I do hope en banc reconsideration cures this 
> confusion.
>
> Forward,
>
> Benjamin Barr
>
>
>
> On Wed, Jul 2, 2014 at 3:50 PM, Edward Still <still at votelaw.com 
> <mailto:still at votelaw.com>> wrote:
>
>     Byron has a good point. Here is a list of national groups I used
>     as examples recently:
>
>     a.EMILY'S List (hard money and soft money accounts)
>
>     b.U.S. Chamber of Commerce (& its PAC)
>
>     c.Sierra Club (& its Political Committee)
>
>     d.League of Conservation Voters (& Education Fund)
>
>     e.AFL-CIO (and COPE)
>
>     f.NAACP (& its National Voter Fund)
>
>     g.Human Rights Campaign (& its Federal PAC)
>
>     In each of these cases, one organization engages in one type of
>     political activity and its sister engages in another.
>
>     Ed
>
>     Edward Still
>     Edward Still Law Firm LLC
>     130 Wildwood Parkway STE 108-304
>     Birmingham AL 35209
>     205-320-2882 <tel:205-320-2882>
>     still at votelaw.com <mailto:still at votelaw.com>
>     www.votelaw.com/blog <http://www.votelaw.com/blog>
>     www.edwardstill.com <http://www.edwardstill.com>
>     www.linkedin.com/in/edwardstill <http://www.linkedin.com/edwardstill>
>
>
>
>
>     On Wed, Jul 2, 2014 at 2:08 PM, Byron Tau <btau at politico.com
>     <mailto:btau at politico.com>> wrote:
>
>         Anyone think it has any broader implications beyond perhaps
>         leading to a review about the permissibility of hybrid PACs,
>         though?
>
>         Aren't some trade associations set up in similar ways? 501c +
>         federal PAC + IE arm?
>
>         -- 
>         Byron Tau
>         Lobbying and campaign finance reporter || POLITICO
>         c: 202-441-1171 <tel:202-441-1171>
>         d: 703-341-4610 <tel:703-341-4610>
>         Follow: @byrontau <http://twitter.com/byrontau>
>         Subscribe to: http://www.politico.com/politicoinfluence/
>
>         ------------------------------------------------------------------------
>         *From:* law-election-bounces at department-lists.uci.edu
>         <mailto:law-election-bounces at department-lists.uci.edu>
>         [law-election-bounces at department-lists.uci.edu
>         <mailto:law-election-bounces at department-lists.uci.edu>] on
>         behalf of Kelner, Robert [rkelner at cov.com
>         <mailto:rkelner at cov.com>]
>         *Sent:* Wednesday, July 02, 2014 2:56 PM
>         *To:* Rick Hasen; law-election at UCI.edu
>         *Subject:* Re: [EL] big 2d Circuit campaign finance case; more
>         news
>
>         Today's Second Circuit decision should not affect stand alone
>         Super PACs because it turns on ties between a Super PAC and a
>         connected traditional PAC.  These so-called "hybrid" PACs are
>         not particularly useful and have not to date played a major
>         role in the campaign finance system.
>
>         That said, it seems to me that the Second Circuit opinion
>         equates the existence of a traditional PAC that can make
>         direct candidate contributions with "coordination."   It is
>         not necessarily the case that a traditional PAC coordinates
>         with candidates merely because it makes contributions to
>         candidates.  The Court is on firmer ground when it cites
>         evidence of a "fluidity" of funds flowing between the Super
>         PAC and its connected traditional PAC.  But this highlights
>         the narrowness of the holding.  Many Super PACs are estabished
>         as stand alone entities without connected traditional PACs,
>         and the Second Circuit's decision provides one more reason not
>         to form a hybrid PAC.
>
>         It will be interesting to see whether the Second Circuit
>         rehears this case in banc, assuming the prevailing party moves
>         for rehearing.
>
>         Robert K. Kelner
>         COVINGTON & BURLING LLP
>         1201 Pennsylvania Avenue, NW
>         Washington, DC 20004
>         phone: (202) 662-5503 <tel:%28202%29%20662-5503>
>         fax: (202) 778-5503 <tel:%28202%29%20778-5503>
>         rkelner at cov.com <mailto:rkelner at cov.com>
>
>         This message is from a law firm and may contain information
>         that is confidential or legally privileged. If you are not the
>         intended recipient, please immediately advise the sender by
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>         Thank you for your cooperation.
>
>         *From:*law-election-bounces at department-lists.uci.edu
>         <mailto:law-election-bounces at department-lists.uci.edu>
>         [mailto:law-election-bounces at department-lists.uci.edu
>         <mailto:law-election-bounces at department-lists.uci.edu>] *On
>         Behalf Of *Rick Hasen
>         *Sent:* Wednesday, July 02, 2014 12:28 PM
>         *To:* law-election at UCI.edu
>         *Subject:* [EL] big 2d Circuit campaign finance case; more news
>
>
>             Big Campaign Finance News: Second Circuit Accepts Limits
>             on Contributions to Independent Campaign Committees in
>             Some Circumstances, Creating Circuit Split
>             <http://electionlawblog.org/?p=62960>
>
>         Posted on July 2, 2014 9:26 am
>         <http://electionlawblog.org/?p=62960>by Rick Hasen
>         <http://electionlawblog.org/?author=3>
>
>         Today a unanimous Second Circuit panel issued an 84-page
>         opinion in Vermont Right to Life, Inc. v. Sorrell
>         <http://electionlawblog.org/wp-content/uploads/12-2904_opn.pdf>.
>         Most of the opinion is devoted tor rejecting a number of
>         arguments raised against Vermont disclosure rules applied to
>         independent groups. This is quite consistent with the rulings
>         of other courts since /Citizens United: /most disclosure
>         challenges have failed.
>
>         But the most interesting part of the decision comes in the
>         last 22 pages or so. As I understand it, Vermont Right to Life
>         had two committees, one which made only independent
>         expenditures (what we would now generally call a Super PAC)
>         and another which made contributions to candidates. The Second
>         Circuit agreed that if there were just the Super PAC, it would
>         be unconstitutional to limit contributions to the group
>         (following the Citizens United-SpeechNow line of cases).  But
>         VRTL did not dispute that the two different groups were
>         "enmeshed" with one another, and the Second Circuit held that
>         the overlap between the two groups provided a basis for
>         limiting contributions to /both/ of them. A separate bank
>         account is not enough according to the Second Circuit,
>         although it seems to be enough in other circuits (see, e.g.,
>         the Carey v. FEC case from the D.C. Circuit).  This sets up a
>         Circuit split and the potential for either en banc review in
>         the Second Circuit or Supreme Court review.
>
>         Here is the relevant language about enmeshment beginning on
>         page 68:
>
>             Although some courts have held that the creation of
>             separate bank accounts is by itself sufficient to treat
>             the entity as an independent-expenditure-only group, see,
>             e.g.,Emily's List v. Fed. Election Comm'n, 581 F.3d 1, 12
>             (D.C. Cir. 2009),21 we do not believe that is 1 enough to
>             ensure there is a lack of ""prearrangement and
>             coordination." A separate bank account may be relevant,
>             but it does not prevent coordinated expenditures --
>             whereby funds are spent in coordination with the
>             candidate. See Stop This Insanity, Inc. Emp. Leadership
>             Fund v. Fed. Election Comm'n, 902 F. Supp. 2d 23, 43
>             (D.D.C. 2012). Nor is it enough to merely state in
>             organizational documents that a group is an
>             independent-expenditure-only group. Some actual
>             organizational separation between the groups must exist to
>             assure that the expenditures are in fact uncoordinated. We
>             therefore decline to adopt the reasoning of the Fourth
>             Circuit in NCRL III. There, the Fourth Circuit rejected
>             North Carolina's argument that NCRL-FIPE (a similar
>             organization to VRLC-FIPE) was "not actually an
>             independent expenditure committee because it [was]
>             'closely intertwined'" with NCRL and NCRL-PAC, two
>             organizations (similar to VRLC and VRLC-PC) that did not
>             limit their activities to independent expenditures. NCRL
>             III, 525 F.3d at 294 n.8. The Fourth Circuit concluded
>             based only on NCRL-FIPE's organizational documents that
>             the group was "independent as a matter of law."22 Id. We
>             do not agree that organizational documents alone satisfy
>             the anti-corruption concern with coordinated expenditures
>             that may justify contribution limits.
>
>             There is little guidance from other courts on examining
>             coordination of expenditures, but we conclude that, at a
>             minimum, there must be some organizational separation to
>             lessen the risks of coordinated expenditures. Separate
>             bank accounts and organizational documents do not ensure
>             that "information [] will only be used for independent
>             expenditures." Catholic Leadership Coal. of Tex. v.
>             Reisman, No. A-12-CA-566-SS, 2013 WL 2404066, at *177
>             (W.D. Tex. May 30, 2013) (emphasis added) ("The
>             informational wall [that plaintiff] asserts it can raise
>             to keep its independent expenditure activities entirely
>             separate from its direct campaign contribution activities
>             is thin at best. This triggers the precise dangers of
>             corruption, and the appearance of corruption, which
>             motivated the Court in Buckley to uphold the challenged
>             contribution limits."). As discussed below, whether a
>             group is functionally distinct from a
>             non-independent-expenditure-only entity may depend on
>             factors such as the overlap of staff and resources, the
>             lack of financial independence, the coordination of
>             activities, and the flow of information between the entities.
>
>         Share
>         <http://www.addtoany.com/share_save#url=http%3A%2F%2Felectionlawblog.org%2F%3Fp%3D62960&title=Big%20Campaign%20Finance%20News%3A%20Second%20Circuit%20Accepts%20Limits%20on%20Contributions%20to%20Independent%20Campaign%20Committees%20in%20Some%20Circumstances%2C%20Creating%20Circuit%20Split&>
>
>         Posted incampaign finance <http://electionlawblog.org/?cat=10>
>
>
>             "Why the Civil Rights Act Couldn't Pass Today"
>             <http://electionlawblog.org/?p=62957>
>
>         Posted on July 2, 2014 8:38 am
>         <http://electionlawblog.org/?p=62957>by Rick Hasen
>         <http://electionlawblog.org/?author=3>
>
>         Todd Purdum, author of the new book, An Idea Whose Time Has
>         Come: Two Presidents, Two Parties and the Battle for the Civil
>         Rights Act of 1964
>         <http://us.macmillan.com/anideawhosetimehascome/ToddPurdum>,
>         has writtenthis article in
>         <http://dyn.politico.com/printstory.cfm?uuid=4C8AD4D6-4E72-4C84-B19E-67B19252CE4C>
>         Politico, which also discusses the Voting Rights Act renewal.
>
>         Share
>         <http://www.addtoany.com/share_save#url=http%3A%2F%2Felectionlawblog.org%2F%3Fp%3D62957&title=%E2%80%9CWhy%20the%20Civil%20Rights%20Act%20Couldn%E2%80%99t%20Pass%20Today%E2%80%9D&description=>
>
>         Posted inVoting Rights Act <http://electionlawblog.org/?cat=15>
>
>
>             "The Defiant Mississippi Loser"
>             <http://electionlawblog.org/?p=62955>
>
>         Posted on July 2, 2014 8:34 am
>         <http://electionlawblog.org/?p=62955>by Rick Hasen
>         <http://electionlawblog.org/?author=3>
>
>         /The Hill/ reports
>         <http://thehill.com/blogs/ballot-box/senate-races/211127-the-defiant-mississippi-loser>on
>         McDaniel's efforts to challenge the #MSSEN results.
>
>         Share
>         <http://www.addtoany.com/share_save#url=http%3A%2F%2Felectionlawblog.org%2F%3Fp%3D62955&title=%E2%80%9CThe%20Defiant%20Mississippi%20Loser%E2%80%9D&description=>
>
>         Posted incampaigns <http://electionlawblog.org/?cat=59>,
>         recounts <http://electionlawblog.org/?cat=50>
>
>
>             "Marijuana, Voters Bill of Rights to miss Nov. ballot"
>             <http://electionlawblog.org/?p=62953>
>
>         Posted on July 2, 2014 8:33 am
>         <http://electionlawblog.org/?p=62953>by Rick Hasen
>         <http://electionlawblog.org/?author=3>
>
>         The latest
>         <http://www.cincinnati.com/story/news/politics/elections/2014/07/01/marijuana-voters-bill-of-rights-to-miss-november-ballot/11901311/>
>         from Ohio.
>
>         Share
>         <http://www.addtoany.com/share_save#url=http%3A%2F%2Felectionlawblog.org%2F%3Fp%3D62953&title=%E2%80%9CMarijuana%2C%20Voters%20Bill%20of%20Rights%20to%20miss%20Nov.%20ballot%E2%80%9D&description=>
>
>         Posted inThe Voting Wars <http://electionlawblog.org/?cat=60>
>
>
>         -- 
>
>         Rick Hasen
>
>         Chancellor's Professor of Law and Political Science
>
>         UC Irvine School of Law
>
>         401 E. Peltason Dr., Suite 1000
>
>         Irvine, CA 92697-8000
>
>         949.824.3072  <tel:949.824.3072>  - office
>
>         949.824.0495  <tel:949.824.0495>  - fax
>
>         rhasen at law.uci.edu  <mailto:rhasen at law.uci.edu>
>
>         http://www.law.uci.edu/faculty/full-time/hasen/
>
>         http://electionlawblog.org
>
>
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-- 
Rick Hasen
Chancellor's Professor of Law and Political Science
UC Irvine School of Law
401 E. Peltason Dr., Suite 1000
Irvine, CA 92697-8000
949.824.3072 - office
949.824.0495 - fax
rhasen at law.uci.edu
http://www.law.uci.edu/faculty/full-time/hasen/
http://electionlawblog.org

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