[EL] big 2d Circuit campaign finance case; more news

Rick Hasen rhasen at law.uci.edu
Wed Jul 2 14:11:20 PDT 2014


Well it sounds like Mr. Bopp has announced to the listserv (and 
therefore the world) that he will file a cert. petition in the Supreme 
Court.


On 7/2/14, 2:02 PM, Benjamin Barr wrote:
> Brad,
>
> I think the primary analytical error by the Second Circuit is blotting 
> the rather technical analysis of what legal separation means in this 
> context and lumping this into into a new, hazy "financial enmeshment" 
> theory.  The legal standard has always focused on technical elements 
> of separation, like the FEC's coordination approach, or the IRS' 
> guidance on individuals sharing defined roles between related C3s and 
> C4s.  It's never been focused on a feeling or hunch about how close 
> two groups may be.  This is the same sort of confusion that marred the 
> Jon Doe prosecution in Wisconsin--supplanting technical, objective 
> standards with "feels like" coordination, "feels like" "financial 
> enmeshment" guideposts.
>
> Good law and good rulings aren't based on good feelings about legal 
> standards.  Here's hoping an en banc Second Circuit realizes this.
>
> Forward,
>
> B
>
>
> On Wed, Jul 2, 2014 at 4:31 PM, Smith, Brad <BSmith at law.capital.edu 
> <mailto:BSmith at law.capital.edu>> wrote:
>
>     This raises a good question Ben - may a corporation that maintains
>     a PAC be prohibited, under this decision, from making independent
>     expenditures in accordance with Citizens United? I don't think so,
>     but that would seem to be the Second Circuit's logic.
>
>
>     /Bradley A. Smith/
>
>     /Josiah H. Blackmore II/Shirley M. Nault/
>
>     /   Professor of Law/
>
>     /Capital University Law School/
>
>     /303 E. Broad St./
>
>     /Columbus, OH 43215/
>
>     /614.236.6317 <tel:614.236.6317>/
>
>     /http://law.capital.edu/faculty/bios/bsmith.aspx/
>
>     ------------------------------------------------------------------------
>     *From:* law-election-bounces at department-lists.uci.edu
>     <mailto:law-election-bounces at department-lists.uci.edu>
>     [law-election-bounces at department-lists.uci.edu
>     <mailto:law-election-bounces at department-lists.uci.edu>] on behalf
>     of Benjamin Barr [benjamin.barr at gmail.com
>     <mailto:benjamin.barr at gmail.com>]
>     *Sent:* Wednesday, July 02, 2014 4:21 PM
>     *To:* Edward Still
>     *Cc:* law-election at UCI.edu
>
>     *Subject:* Re: [EL] big 2d Circuit campaign finance case; more news
>
>     I'm curious about the findings of fact by the lower court.
>
>     The Second Circuit views the related Vermont Right to Life
>     entities as mere bank accounts--shells without formal
>     organizational separation.  But the case law underlying decisions
>     like /EMILY's List/ and /Carey/ inform that a PAC is a separate
>     organization from the main organization, or from other PACs/. /And
>     there is both a special fluidity and rigidity about roles held by
>     individuals in these groups--they may serve in various related
>     organizations so long as they wear their proverbial separate hats
>     and follow rules preventing the sharing of certain information or
>     resources.  These sort of arrangements are common across a wide
>     array of non-profit entities, as Ed and Byron note.  To impose
>     stricter requirements would be to impose onerous staffing and
>     personnel requirements on already-strained non-profits in the
>     quixotic pursuit of ending "corruption."
>
>     That sort of overly rigid formality is what came to the fore in
>     /Carey/, a case I brought with Steve Hoersting, Dan Backer, and
>     Allen Dickerson a few years back.   If the FEC had its way, we
>     would have needed to clone the group in question, a meagerly
>     funded veterans organization, to engage in meaningful advocacy.
>      But the court understood that separate, segregated accounts and
>     following the applicable rules means that related entities can,
>     indeed, be related and be so bold as to speak and engage the
>     public about elections.
>
>     The Second Circuit seems confused about groups being "enmeshed
>     financially" without understanding how formal rules of separation
>     for related entities work.  I do hope en banc reconsideration
>     cures this confusion.
>
>     Forward,
>
>     Benjamin Barr
>
>
>
>     On Wed, Jul 2, 2014 at 3:50 PM, Edward Still <still at votelaw.com
>     <mailto:still at votelaw.com>> wrote:
>
>         Byron has a good point. Here is a list of national groups I
>         used as examples recently:
>
>         a.EMILY'S List (hard money and soft money accounts)
>
>         b.U.S. Chamber of Commerce (& its PAC)
>
>         c.Sierra Club (& its Political Committee)
>
>         d.League of Conservation Voters (& Education Fund)
>
>         e.AFL-CIO (and COPE)
>
>         f.NAACP (& its National Voter Fund)
>
>         g.Human Rights Campaign (& its Federal PAC)
>
>         In each of these cases, one organization engages in one type
>         of political activity and its sister engages in another.
>
>         Ed
>
>         Edward Still
>         Edward Still Law Firm LLC
>         130 Wildwood Parkway STE 108-304
>         Birmingham AL 35209
>         205-320-2882 <tel:205-320-2882>
>         still at votelaw.com <mailto:still at votelaw.com>
>         www.votelaw.com/blog <http://www.votelaw.com/blog>
>         www.edwardstill.com <http://www.edwardstill.com>
>         www.linkedin.com/in/edwardstill
>         <http://www.linkedin.com/edwardstill>
>
>
>
>
>         On Wed, Jul 2, 2014 at 2:08 PM, Byron Tau <btau at politico.com
>         <mailto:btau at politico.com>> wrote:
>
>             Anyone think it has any broader implications beyond
>             perhaps leading to a review about the permissibility of
>             hybrid PACs, though?
>
>             Aren't some trade associations set up in similar ways?
>             501c + federal PAC + IE arm?
>
>             -- 
>             Byron Tau
>             Lobbying and campaign finance reporter || POLITICO
>             c: 202-441-1171 <tel:202-441-1171>
>             d: 703-341-4610 <tel:703-341-4610>
>             Follow: @byrontau <http://twitter.com/byrontau>
>             Subscribe to: http://www.politico.com/politicoinfluence/
>
>             ------------------------------------------------------------------------
>             *From:* law-election-bounces at department-lists.uci.edu
>             <mailto:law-election-bounces at department-lists.uci.edu>
>             [law-election-bounces at department-lists.uci.edu
>             <mailto:law-election-bounces at department-lists.uci.edu>] on
>             behalf of Kelner, Robert [rkelner at cov.com
>             <mailto:rkelner at cov.com>]
>             *Sent:* Wednesday, July 02, 2014 2:56 PM
>             *To:* Rick Hasen; law-election at UCI.edu
>             *Subject:* Re: [EL] big 2d Circuit campaign finance case;
>             more news
>
>             Today's Second Circuit decision should not affect stand
>             alone Super PACs because it turns on ties between a Super
>             PAC and a connected traditional PAC.  These so-called
>             "hybrid" PACs are not particularly useful and have not to
>             date played a major role in the campaign finance system.
>
>             That said, it seems to me that the Second Circuit opinion
>             equates the existence of a traditional PAC that can make
>             direct candidate contributions with "coordination." It is
>             not necessarily the case that a traditional PAC
>             coordinates with candidates merely because it makes
>             contributions to candidates. The Court is on firmer ground
>             when it cites evidence of a "fluidity" of funds flowing
>             between the Super PAC and its connected traditional PAC. 
>             But this highlights the narrowness of the holding. Many
>             Super PACs are estabished as stand alone entities without
>             connected traditional PACs, and the Second Circuit's
>             decision provides one more reason not to form a hybrid PAC.
>
>             It will be interesting to see whether the Second Circuit
>             rehears this case in banc, assuming the prevailing party
>             moves for rehearing.
>
>             Robert K. Kelner
>             COVINGTON & BURLING LLP
>             1201 Pennsylvania Avenue, NW
>             Washington, DC 20004
>             phone: (202) 662-5503 <tel:%28202%29%20662-5503>
>             fax: (202) 778-5503 <tel:%28202%29%20778-5503>
>             rkelner at cov.com <mailto:rkelner at cov.com>
>
>             This message is from a law firm and may contain
>             information that is confidential or legally privileged. If
>             you are not the intended recipient, please immediately
>             advise the sender by reply e-mail that this message has
>             been inadvertently transmitted to you and delete this
>             e-mail from your system. Thank you for your cooperation.
>
>             *From:*law-election-bounces at department-lists.uci.edu
>             <mailto:law-election-bounces at department-lists.uci.edu>
>             [mailto:law-election-bounces at department-lists.uci.edu
>             <mailto:law-election-bounces at department-lists.uci.edu>]
>             *On Behalf Of *Rick Hasen
>             *Sent:* Wednesday, July 02, 2014 12:28 PM
>             *To:* law-election at UCI.edu
>             *Subject:* [EL] big 2d Circuit campaign finance case; more
>             news
>
>
>                 Big Campaign Finance News: Second Circuit Accepts
>                 Limits on Contributions to Independent Campaign
>                 Committees in Some Circumstances, Creating Circuit
>                 Split <http://electionlawblog.org/?p=62960>
>
>             Posted on July 2, 2014 9:26 am
>             <http://electionlawblog.org/?p=62960>by Rick Hasen
>             <http://electionlawblog.org/?author=3>
>
>             Today a unanimous Second Circuit panel issued an 84-page
>             opinion in Vermont Right to Life, Inc. v. Sorrell
>             <http://electionlawblog.org/wp-content/uploads/12-2904_opn.pdf>.
>             Most of the opinion is devoted tor rejecting a number of
>             arguments raised against Vermont disclosure rules applied
>             to independent groups. This is quite consistent with the
>             rulings of other courts since /Citizens United: /most
>             disclosure challenges have failed.
>
>             But the most interesting part of the decision comes in the
>             last 22 pages or so. As I understand it, Vermont Right to
>             Life had two committees, one which made only independent
>             expenditures (what we would now generally call a Super
>             PAC) and another which made contributions to candidates.
>             The Second Circuit agreed that if there were just the
>             Super PAC, it would be unconstitutional to limit
>             contributions to the group (following the Citizens
>             United-SpeechNow line of cases).  But VRTL did not dispute
>             that the two different groups were "enmeshed" with one
>             another, and the Second Circuit held that the overlap
>             between the two groups provided a basis for limiting
>             contributions to /both/ of them. A separate bank account
>             is not enough according to the Second Circuit, although it
>             seems to be enough in other circuits (see, e.g., the Carey
>             v. FEC case from the D.C. Circuit). This sets up a Circuit
>             split and the potential for either en banc review in the
>             Second Circuit or Supreme Court review.
>
>             Here is the relevant language about enmeshment beginning
>             on page 68:
>
>                 Although some courts have held that the creation of
>                 separate bank accounts is by itself sufficient to
>                 treat the entity as an independent-expenditure-only
>                 group, see, e.g.,Emily's List v. Fed. Election Comm'n,
>                 581 F.3d 1, 12 (D.C. Cir. 2009),21 we do not believe
>                 that is 1 enough to ensure there is a lack of
>                 ""prearrangement and coordination." A separate bank
>                 account may be relevant, but it does not prevent
>                 coordinated expenditures -- whereby funds are spent in
>                 coordination with the candidate. See Stop This
>                 Insanity, Inc. Emp. Leadership Fund v. Fed. Election
>                 Comm'n, 902 F. Supp. 2d 23, 43 (D.D.C. 2012). Nor is
>                 it enough to merely state in organizational documents
>                 that a group is an independent-expenditure-only group.
>                 Some actual organizational separation between the
>                 groups must exist to assure that the expenditures are
>                 in fact uncoordinated. We therefore decline to adopt
>                 the reasoning of the Fourth Circuit in NCRL III.
>                 There, the Fourth Circuit rejected North Carolina's
>                 argument that NCRL-FIPE (a similar organization to
>                 VRLC-FIPE) was "not actually an independent
>                 expenditure committee because it [was] 'closely
>                 intertwined'" with NCRL and NCRL-PAC, two
>                 organizations (similar to VRLC and VRLC-PC) that did
>                 not limit their activities to independent
>                 expenditures. NCRL III, 525 F.3d at 294 n.8. The
>                 Fourth Circuit concluded based only on NCRL-FIPE's
>                 organizational documents that the group was
>                 "independent as a matter of law."22 Id. We do not
>                 agree that organizational documents alone satisfy the
>                 anti-corruption concern with coordinated expenditures
>                 that may justify contribution limits.
>
>                 There is little guidance from other courts on
>                 examining coordination of expenditures, but we
>                 conclude that, at a minimum, there must be some
>                 organizational separation to lessen the risks of
>                 coordinated expenditures. Separate bank accounts and
>                 organizational documents do not ensure that
>                 "information [] will only be used for independent
>                 expenditures." Catholic Leadership Coal. of Tex. v.
>                 Reisman, No. A-12-CA-566-SS, 2013 WL 2404066, at *177
>                 (W.D. Tex. May 30, 2013) (emphasis added) ("The
>                 informational wall [that plaintiff] asserts it can
>                 raise to keep its independent expenditure activities
>                 entirely separate from its direct campaign
>                 contribution activities is thin at best. This triggers
>                 the precise dangers of corruption, and the appearance
>                 of corruption, which motivated the Court in Buckley to
>                 uphold the challenged contribution limits."). As
>                 discussed below, whether a group is functionally
>                 distinct from a non-independent-expenditure-only
>                 entity may depend on factors such as the overlap of
>                 staff and resources, the lack of financial
>                 independence, the coordination of activities, and the
>                 flow of information between the entities.
>
>             Share
>             <http://www.addtoany.com/share_save#url=http%3A%2F%2Felectionlawblog.org%2F%3Fp%3D62960&title=Big%20Campaign%20Finance%20News%3A%20Second%20Circuit%20Accepts%20Limits%20on%20Contributions%20to%20Independent%20Campaign%20Committees%20in%20Some%20Circumstances%2C%20Creating%20Circuit%20Split&>
>
>             Posted incampaign finance
>             <http://electionlawblog.org/?cat=10>
>
>
>                 "Why the Civil Rights Act Couldn't Pass Today"
>                 <http://electionlawblog.org/?p=62957>
>
>             Posted on July 2, 2014 8:38 am
>             <http://electionlawblog.org/?p=62957>by Rick Hasen
>             <http://electionlawblog.org/?author=3>
>
>             Todd Purdum, author of the new book, An Idea Whose Time
>             Has Come: Two Presidents, Two Parties and the Battle for
>             the Civil Rights Act of 1964
>             <http://us.macmillan.com/anideawhosetimehascome/ToddPurdum>,
>             has writtenthis article in
>             <http://dyn.politico.com/printstory.cfm?uuid=4C8AD4D6-4E72-4C84-B19E-67B19252CE4C>
>             Politico, which also discusses the Voting Rights Act renewal.
>
>             Share
>             <http://www.addtoany.com/share_save#url=http%3A%2F%2Felectionlawblog.org%2F%3Fp%3D62957&title=%E2%80%9CWhy%20the%20Civil%20Rights%20Act%20Couldn%E2%80%99t%20Pass%20Today%E2%80%9D&description=>
>
>             Posted inVoting Rights Act
>             <http://electionlawblog.org/?cat=15>
>
>
>                 "The Defiant Mississippi Loser"
>                 <http://electionlawblog.org/?p=62955>
>
>             Posted on July 2, 2014 8:34 am
>             <http://electionlawblog.org/?p=62955>by Rick Hasen
>             <http://electionlawblog.org/?author=3>
>
>             /The Hill/ reports
>             <http://thehill.com/blogs/ballot-box/senate-races/211127-the-defiant-mississippi-loser>on
>             McDaniel's efforts to challenge the #MSSEN results.
>
>             Share
>             <http://www.addtoany.com/share_save#url=http%3A%2F%2Felectionlawblog.org%2F%3Fp%3D62955&title=%E2%80%9CThe%20Defiant%20Mississippi%20Loser%E2%80%9D&description=>
>
>             Posted incampaigns <http://electionlawblog.org/?cat=59>,
>             recounts <http://electionlawblog.org/?cat=50>
>
>
>                 "Marijuana, Voters Bill of Rights to miss Nov. ballot"
>                 <http://electionlawblog.org/?p=62953>
>
>             Posted on July 2, 2014 8:33 am
>             <http://electionlawblog.org/?p=62953>by Rick Hasen
>             <http://electionlawblog.org/?author=3>
>
>             The latest
>             <http://www.cincinnati.com/story/news/politics/elections/2014/07/01/marijuana-voters-bill-of-rights-to-miss-november-ballot/11901311/>
>             from Ohio.
>
>             Share
>             <http://www.addtoany.com/share_save#url=http%3A%2F%2Felectionlawblog.org%2F%3Fp%3D62953&title=%E2%80%9CMarijuana%2C%20Voters%20Bill%20of%20Rights%20to%20miss%20Nov.%20ballot%E2%80%9D&description=>
>
>             Posted inThe Voting Wars <http://electionlawblog.org/?cat=60>
>
>
>             -- 
>
>             Rick Hasen
>
>             Chancellor's Professor of Law and Political Science
>
>             UC Irvine School of Law
>
>             401 E. Peltason Dr., Suite 1000
>
>             Irvine, CA 92697-8000
>
>             949.824.3072  <tel:949.824.3072>  - office
>
>             949.824.0495  <tel:949.824.0495>  - fax
>
>             rhasen at law.uci.edu  <mailto:rhasen at law.uci.edu>
>
>             http://www.law.uci.edu/faculty/full-time/hasen/
>
>             http://electionlawblog.org
>
>
>             _______________________________________________
>             Law-election mailing list
>             Law-election at department-lists.uci.edu
>             <mailto:Law-election at department-lists.uci.edu>
>             http://department-lists.uci.edu/mailman/listinfo/law-election
>
>
>
>         _______________________________________________
>         Law-election mailing list
>         Law-election at department-lists.uci.edu
>         <mailto:Law-election at department-lists.uci.edu>
>         http://department-lists.uci.edu/mailman/listinfo/law-election
>
>
>
>
>
> _______________________________________________
> Law-election mailing list
> Law-election at department-lists.uci.edu
> http://department-lists.uci.edu/mailman/listinfo/law-election

-- 
Rick Hasen
Chancellor's Professor of Law and Political Science
UC Irvine School of Law
401 E. Peltason Dr., Suite 1000
Irvine, CA 92697-8000
949.824.3072 - office
949.824.0495 - fax
rhasen at law.uci.edu
http://www.law.uci.edu/faculty/full-time/hasen/
http://electionlawblog.org

-------------- next part --------------
An HTML attachment was scrubbed...
URL: <http://webshare.law.ucla.edu/Listservs/law-election/attachments/20140702/bd57256e/attachment.html>
-------------- next part --------------
A non-text attachment was scrubbed...
Name: not available
Type: image/png
Size: 1504 bytes
Desc: not available
URL: <http://webshare.law.ucla.edu/Listservs/law-election/attachments/20140702/bd57256e/attachment.png>


View list directory