Subject: comments on Georgia v. Ashcroft
From: Rick Hasen
Date: 6/26/2003, 10:55 AM
To: "election-law@majordomo.lls.edu" <election-law@majordomo.lls.edu>
Reply-to:
rick.hasen@mail.lls.edu

Comments on Georgia v. Ashcroft decision Before today, the Supreme Court had decided eleven cases by a 5-4, vote, with Justice O'Connor in the majority in each case. Today it decided its twelfth and thirteenth, and one is the redistricting case Georgia v. Ashcroft (the other is Stogner v. California).

Georgia v. Ashcroft, a 5-4 opinion written by Justice O'Connor, is an extremely important case under section 5 of the Voting Rights Act. Section 5 requires certain covered jurisdictions (mainly, but not only, in the South) to seek "preclearance" from the Justice Department (or a special three judge court in Washington, D.C.) before making any change in a voting practice or procedure. Preclearance should be granted if the state or local body can prove the change has no "discriminatory purpose or effect." Under the earlier Beer v. United States case, 425 U.S. 130 (1976), a discriminatory effect is proven when the change "would lead to a retrogression in the position of racial minorities with respect to the effective exercise of the electoral franchise."

Background In the past, beginning with Beer, the "non-retrogression" analysis was fairly mechanical. Assuming the state has the same number of voters (and same percentage of minority voters), the question was basically whether the percentage of majority-minority districts (that is, districts in which a majority of voters from a protected racial minority could elect a representative of their choice) stayed the same or went up. Retrogression occurred only if the number went down.

In the lower court in the Georgia case, the Democratic Georgia legislature in drawing Senate lines decided to "unpack" some majority-minority districts by spreading out African-American voters (reliable Democratic voters in Georgia) into more districts. This meant that Democrats could create more districts in which there was a chance to elect a Democrat, through coalitions between black and white voters. Because the plan decreased the percentages of African-Americans in three districts from 55-60% to around 50%, the federal government took the position that the districts should not be precleared because they made it less likely that African-Americans in the districts could elect a candidate of their choice. The lower court agreed, and denied preclearance of the plan.

The Supreme Court's holding Today's opinion requires a richer, more nuanced, and perhaps unadministrable test for determining how to measure retrogression, or what it means for racial minorities to "effective[ly] exercise" their "electoral franchise." The majority rejects a pure mechanical count of the number of majority-minority districts. Slip op at 16 ("In assessing the totality of the circumstances, a court should not focus solely on the comparative ability of a minority group to elect a candidate of its choice.") Instead, "any assessment of retrogression of a minority group's effective exercise of the electoral franchise depends on an examination of all the relevant circumstances, such as the ability of minority voters to elect candidates of their choice, the extent of the minority group's opportunity to participate in the political process, and the feasibility of creating a nonretrogressive plan." Slip op. at 15.

After incredulously stating that the standard in section 5 is "simple," slip. op. at 16, the Court explained that there are both different theories of representation that a jurisdiction may use in determining effective exercise of political power by minorities and different means of measuring such effectiveness.

1. The number of majority-minority jurisdictions remains relevant, but "it cannot be dispositive or exclusive."

2. "[A] state may choose to create a certain number of 'safe' districts in which it is highly likely that minority voters will be able to elect the candidates of their choice." "Alternatively, a state may choose to create a greater number of districts in which is likely--although perhaps not quote as likely as under the benchmark plan---that minority voters will be able to elect candidates of their choice." (On this point, the majority (as well as the dissent) cited the indispensable article by Rick Pildes, Is Voting-Rights Law Now at War with Itself? Social Science and Voting Rights in the 2000s, 80 N.C. L. Rev. 1517 (2002).) The state gets to choose, based on whether it prefers substantive or descriptive representation.

3. "[T]he other highly relevant factor in a retrogression inquiry is the extent to which a new plan changes the minority group's opportunity to participate in the political process...Thus, a court must examine whether a new plan adds or subtracts 'influence districts'--where minority voters may not be able to elect a candidate of choice but can play a substantial, if not decisive, role in the electoral process." (Here, the court relied upon the important empirical work by David Lublin, and Cameron, Epstein, and O'Halloran---citing also Swain, Grofman, Handly and Lublin, and Pildes.)

4. "In addition to influence districts, one other method of assessing the minority group's opportunity to participate in the political process is to examine the comparative position of legislative leadership, influence, and power for representatives of the benchmark majority-minority districts."

5. "And it is also significant, though not dispositive, whether the representatives elected from the very districts created and protected by the Voting right Act support the new districting plan."

Looking at the evidence from the state as a whole, the Court concluded that "Georgia likely met its burden of showing nonretrogression." But it vacated and remanded to the District Court to "reweigh all the facts in the record in the first instance in light of our explication of retrogression."

Initial thoughts

1. In the short run, the opinion is good for Democrats Democrats in the Georgia legislature supported the redistricting plan because it provided a way of moving reliable Democratic voters into a larger number of districts. The "packing" of minority voters into majority-minority districts tended to benefit Republicans.

2. Will the long run implications of the decision favor state governments that would discriminate on the basis of race? The four dissenters worry not only that the test is unadministrable (see point 4 below), but also that it will help states discriminate against minority voters: "[I]f in subsequent cases the Court allows the State's burden to be satisfied on the pretense that unquantifiable influence can be equated with majority-minority power, § 5 will simply drop out as a safeguard against the 'unremitting and ingenious defiance of the Constitution' that required the procedure of preclearance in the first place." Dissent slip. op. at 6.

3. Lack of partisanship on the Supreme Court? It is good to see an opinion helping Democrats (at least in the short run) being supported by the most conservative Justices on the Court and opposed by the liberals. Though perhaps one can point to the long-term potential consequences I flagged in number 2 above to make a counter-argument.

4. Administrability The dissent is no doubt right that this new test for non-retrogression will be much harder to administer. The majority said the old test was itself "fact intensive," slip. op. at 21, but of course the facts of racially polarized voting are easy to measure. The new standards set forth above involve measuring things for which either (1) there are no hard data (e.g., how much influence does a majority-minority member have in a legislature?) or no data at all (e.g., did the state decide to decrease the number of majority-minority districts because it had read Pitkin's theories on representation or because it wanted to discriminate against minority voters?). In the constitutional context, I have praised the Court for coming up with initially unmanageable standards, so that the contours of constitutional rights can be fleshed out with experience from lower court cases over time. Perhaps the new multi-factor test of the Court in the section 5 context can be defended on this basis as well. I'll have to think about it more. It certainly makes work harder for the Justice Department's preclearance division, and creates more work for election lawyers.

5. A Congressional Rewrite? If the Court has it "wrong" here as a matter of statutory interpretation, Congress may well fix the problem before the next round of redistricting. Section 5 comes up for renewal before Congress in 2007, or it sunsets.

-- 
Professor Rick Hasen
Loyola Law School
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