Subject: Re: Comments on the EAC Election Day Survey
From: Heather Gerken
Date: 9/28/2005, 10:50 AM
To: mmcdon@gmu.edu, election-law

<x-flowed>Thanks for the thoughtful response, Michael.  I completely agree with you that the current survey data would not provide everything one would need for the proposal I'm making -- there's a phrase that gestures in that direction in the editorial, but the space constraints imposed by the editorial format made it impossible to develop all of the caveats that will appear in the longer paper I'm writing on the subject.  It will be interesting to watch what happens if the EAC succeeds in standardizing reporting practices going forward.

Best,

Heather

Heather Gerken
Visiting Professor
Yale Law School
Box 208215
New Haven CT  06520-8215
(203) 432-8022
heather.gerken@yale.edu
Sept. 1, 2005 - June 1, 2006

Professor
Harvard Law School
1525 Massachusetts Avenue
Cambridge MA  02138
617-496-8262
gerken@law.harvard.edu

At 01:06 PM 9/28/2005, mmcdon@gmu.edu wrote:
In response to Heather Gerken's op-ed on the EAC's Election Day Survey:

As a co-author of the EAC Election Day Survey report (see: http://www.eac.gov/election_survey_2004/toc.htm), it is easy for anyone to download the Excel spreadsheets associated with the data and to sort them to their purpose.  Our goal was not to shame any state by ranking them, it was to provide the information we collected to the public in a careful and neutral manner.  But I would caution against ranking states as in most cases this would be extremely misleading, becuase of missing data and common definitions among the states.

As a voluntary survey, not all local election jurisdictions provided data on all question items to the EAC.  Some questions have better coverage than others and I have some confidence in the patterns that we observe among those jurisdictions that did report as they are often similar to other academic work.  But these data are not a perfectly valid snapshot of the 2004 election.

Furthermore, states and even local jurisdictions vary their definitions on basic things such as what constitutes a poll worker or a polling place.  Let me take just one example that came up in discussions with commissioners after the EAC meeting: Maine counted 100% of its provisional ballots cast.  However, Maine has election day registration and uses provisional ballots only in instances where a voter is contested at the polls.  This was a rare event in Maine, and thus there were few provisional ballots cast in the state.  Thus, to be meaningful, ranking the states on percent provisional ballots counted would need to take into account the varying definitions of what constitutes a provisional ballot and under what circumstances they are counted.

This is just one example, and the entire report is full of similar instances.  We found several data entry errors, and I am certain others remain in the data.  Almost half a million data items were requested and we did not have the resources to validate them all.  But in many other cases, when we would find data from a state or local jurisdiction that didn't look right, we often found there was a valid explanation for the odd looking data.  I am again sure that we didn't discover every odd practice by local election officials in the United States.  Again, before anyone makes generalizations about states or local jurisdictions by ranking them, I strongly encourage them to carefully research their findings and look for plausible explanations before jumping to conclusions.

One of our major recommendations to the EAC was to improve the questionairre design and to develop a survey instrument that will encourage jurisdictions to respond.  In some cases, local election officials simply did not know that the EAC would seek information on such things as absentee ballots, and did not maintain a record.  The EAC put out an RFP to study these issues, but to our disappointment decided not to award a contract until 2006 at the earliest, pending their budget.  Resolving these data collection and definition issues sooner, rather than later, is important as the EAC contemplates new voluntary certification standards for voting equipment and as states upgrade their voter registration database management to a centralized statewide database.  New technology that capture and record the data asked by the EAC would help in participation by states and local jurisdictions in future Election Day surveys.

Heather was certainly quick in getting out her op-ed.  I thought I would have more time to sit down and write one on my own thoughts, but these are a beginning.

Michael P. McDonald
Assistant Professor, George Mason University
Visiting Fellow, Brookings Institution
703-993-4191
mmcdon@gmu.edu
elections.gmu.edu

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