[EL] Too Brave for the "Home of the Brave"?

JBoppjr at aol.com JBoppjr at aol.com
Tue May 1 06:12:18 PDT 2012


I though it was Brad's determination  to respect the First Amendment that 
was so "rigid."  He needs to be  more flexible so he can get on the bandwagon 
to prohibit the speech he does not  like!  And he will get a big grant from 
Pew, Joyce or Soros if he  does.  Jim
 
 
In a message dated 4/30/2012 8:45:27 P.M. Eastern Daylight Time,  
BSmith at law.capital.edu writes:

Mark's  post below made my day.   


For years the criticism of my work has been that I don't appreciate the  
extent to which having money determines one's political views; that I don't  
appreciate the extent to which campaign advertising determines public 
opinion;  that I don't appreciate the extent to which money determines who wins  
campaigns; that I don't appreciate the extent to which money  determines 
political access; that I don't appreciate the extent to  which money determines 
the nation's legislative agenda; that I don't  appreciate the extent to which 
money determines what legislation passes  or fails to pass; and that I 
don't appreciate the extent to which money  determines how legislators vote.  


Finally someone recognizes my determinist reform side. Thanks,  Mark!


Sadly, however (because I hate to disappoint), I don't think that  
recognizing possibilities for abuse and that abuse can occur in some cases is  very 
deterministic, let alone "rigidly" so. 
 


Bradley A. Smith 
Josiah H. Blackmore II/Shirley M. Nault 
Professor of Law 
Capital University Law School 
303 E. Broad St. 
Columbus, OH 43215 
614.236.6317 
_http://law.capital.edu/faculty/bios/bsmith.aspx_ 
(http://law.capital.edu/faculty/bios/bsmith.aspx) 

  
____________________________________
  
From: law-election-bounces at department-lists.uci.edu  
[law-election-bounces at department-lists.uci.edu] on behalf of Mark Schmitt  [schmitt.mark at gmail.com]
Sent: Monday, April 30, 2012 3:38  PM
To: law-election at department-lists.uci.edu
Subject: Re:  [EL] Too Brave for the "Home of the Brave"?




It should be noted that the vision of how money  works in politics and how 
it influences government decisions expressed here by  Steve and Brad is as 
rigidly deterministic as anything I've ever heard from  reformers. I can't 
imagine how one could hold that view of government, and not  support full 
public financing. 


Mark Schmitt
Senior Fellow, _The Roosevelt Institute_ (http://www.newdeal20.org/) 
202/246-2350
gchat or Skype:  schmitt.mark
_ at mschmitt9_ (https://twitter.com/#!/mschmitt9) 
On  4/30/2012 1:59 PM, Rick Hasen wrote:


If elected official extortion of  lobbyists is the problem with lobbyists, 
the best solution in my view is  to _take lobbyists out of the fundraising 
business_ (http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1734428) . Then 
they  can focus on the work of providing valuable information to 
congressional  staff without being caught up in this problem.

On 4/30/2012 8:29 AM,  Smith, Brad wrote:  
 
I  really don’t much want into the theory of this debate here, but the 
issue  isn’t that officeholders know their supporters, it’s that they don’t 
know  their enemies – at least not for sure. The K Street project, for example, 
 worked only when Republicans knew who was giving to Democrats. With or  
without disclosure, a corrupt official can pressure someone for a  
contribution under threats of reprisal. And he can know his friends. What  he can’t 
know who is working to take him down. The threats of retaliation  can’t work so 
long as the opposition donor retains deniability –  especially since that 
donor can make a modest contribution to the corrupt  official if need be 
demonstrate his “friendship.” 
 
Bradley  A. Smith 
Josiah  H. Blackmore II/Shirley M. Nault  
Designated  Professor of Law 
Capital  University Law School 
303  East Broad Street 
Columbus,  OH 43215 
(614)  236-6317 
_bsmith at law.capital.edu_ (mailto:bsmith at law.capital.edu)  
_http://www.law.capital.edu/faculty/bios/bsmith.asp_ 
(http://www.law.capital.edu/faculty/bios/bsmith.asp) 
 
 
From:  _law-election-bounces at department-lists.uci.edu_ 
(mailto:law-election-bounces at department-lists.uci.edu)  
[_mailto:law-election-bounces at department-lists.uci.edu_ (mailto:law-election-bounces at department-lists.uci.edu) ]  On 
Behalf Of Mark Schmitt
Sent: Monday, April 30, 2012  10:06 AM
To: _law-election at department-lists.uci.edu_ 
(mailto:law-election at department-lists.uci.edu) 
Subject:  Re: [EL] Too Brave for the "Home of the Brave"?

 
One small clarification:  You write, "you yourself said it was a bad 
regulatory decision" -- that  is, the NLRB case against Boeing. Actually, I said 
that all three  may be bad regulatory decisions. That is, I wasn't making any 
 argument about the substance of the decisions, just the evidence about  
whether it was plausible that they were retaliation for political giving.  I'm 
not familiar enough with the Forest Labs or Shell decisions to have an  
opinion; I have one on Boeing but it's not relevant.

It sounds like  you have a specific legislative/regulatory proposal. Have 
you published it  somewhere? I'm just curious what the affidavit would say, 
if not to  provide some evidence of politically motivated retaliation. The 
Socialist  Workers Party had to provide the FEC with a fair amount of specific 
 evidence of harassment, often violent. I don't see how a business could do 
 that without disclosure, and without "testing patterns" to find the  
evidence of retaliation.

Finally, when I say that political  operatives generally know who their 
opponents' backers are, I didn't mean  anything having to do with leaking court 
documents or anything like that.  I just meant that, generally, people in 
power know who their friends and  their enemies are, with or without 
disclosure.


Mark Schmitt
Senior Fellow, _The Roosevelt Institute_ (http://www.newdeal20.org/) 
202/246-2350
gchat or  Skype: schmitt.mark
_ at mschmitt9_ (https://twitter.com/#!/mschmitt9) 
On 4/30/2012 8:31 AM, Steve Hoersting wrote:

Mark,

I will  stipulate there will be many objections until this theory is 
developed  and resolved.  But it is a theory worth pursuing.  Full  participation 
in politics is, after Carolene, the predicate to  legitimizing the elected 
officials who will make regulatory decisions,  and a predicate to the Court 
staying out of, not re-entering, the matter  of economic deprivations.

You say, "[my] solution of blocking  campaign spending disclosure would 
work, at best, on only one side of  the problem, because it hides only one side 
of the transaction. It might  make retribution harder. But the party in 
power would still know exactly  who its friends are, and could reward them.  
But no else would  know."

First, my proposal would provide the Socialist  Workers safety valve to 
opponents of abusive officials.  Only  if that does not work, in, say, a 
handful to 100 cases, would the Court  have no choice but to review the 
informational interest  itself.

Second, you and I may see different problems.   Regulatory legitimacy can 
be restored when each individual believes he  can exercise his right to 
speak.  Only then is the electoral  crucible re-sealed, so to speak.  As you say, 
an abusive  administration, congressional committee chairman or governor 
can  continue to reward his friends.  That only makes the affidavit John  Doe 
must swear all the easier to write.  Again, the friends would  be disclosing 
under the informational interest.  The  probably-to-be-put-upon opponents 
will be seeking the exemption  to that informational interest: Socialist 
Workers.

I will  have to read, not just skim as I have before, Ian's Ayres Rawlsian 
take  on campaign disclosure and public policy making.

Third, I differ  from you in that I have always had very little interest in 
"testing  patterns" as a matter for legislating at the core of the First  
Amendment.  I have often thought reformers use the desire to "test  patterns" 
as the driver for more disclosure in improper areas, with  perhaps the best 
example being American University's James Thurber's  desire to achieve 
grassroots lobbying disclosure for all the studies  he'd run (among other policy 
reasons).  Grassroots lobbying  disclosure rests on the false premise that 
sunlight on citizens is the  disinfectant, rather than sunlight on 
governmental operations.  And  Bauer taught us long ago that disclosure is, always 
and at a minimum, "a  beachhead to conduct operations inland."  My interest 
here is not  in testing patterns but in ensuring that all who want to speak 
for or  against the slate of candidates in 2012, 2014, 2016 and so on, do so  
without the reasonable belief they will be dinged in future regulatory  
processes if they do so.

Fourth, you cite my three  examples.  Let me address Boeing.  From memory, 
it is my  understanding that the NLRB lifted its Boeing suit after  
administration-allied unions got nearly all the contract concessions  they wanted in 
their latest round of negotiations.  To the extent  the matter was an 
instance of punishing an opponent, I'd say that is a  pretty clear case of 
message sent; message received -- sent not by  protest but by raw government 
force.  A John Doe affiant could say  he's received the message as well, no 
matter the motive the government  used for visiting that abuse (you yourself said 
it was a bad regulatory  decision).  But you want to tie it not just to 
evidence of a  propensity to abuse but to the direction of campaign  
contributions.  By why see the matter entirely as a case of  punishing Boeing?  I am 
equally willing to see it as  rewarding Labor, a far, far bigger contributor 
to the  administration -- and something a Jane Doe can explain clearly in 
her  affidavit for a Socialist Workers exemption.

Fifth, you  say, "And if the agency administrators are the unprincipled 
political  operatives you depict, they're also unlikely to be ignorant about 
who  the administration's political opponents are. (Whether they are named on  
a campaign-affiliated web site or not.)"

I wish you had no point  here, but I am afraid you do.  Three reasons 
against regaining our  politics from intimidation by seeking the Socialist 
Workers  exemption are, I wish it were otherwise, Blair Hull (unsealed court  
records), Jack Ryan (unsealed court records) and Joe the Plumber  (contents of 
records divulged).  These are far from the only  examples in history, I am 
sure.  But if American businessmen do not  have the courage, dare I say "civic 
courage," to put their faith in the  courts to protect them from a 
probability of retribution and to let them  speak, then surely we are lost.

Thanks for your comments.  I  will continue to consider the theory, as I am 
sure you will.

I  will have to read and address the no-doubt-thoughtful comments of Dan,  
Rick and others later in the day.

Good morning,

Steve 
 
On Sun, Apr 29, 2012 at 11:26 AM, Mark Schmitt <_schmitt.mark at gmail.com_ 
(mailto:schmitt.mark at gmail.com) > wrote: 
 
Here's a third objection (and there are surely  others): Let's stipulate 
that the executive branch works as you claim it  does: agency officials 
routinely take arbitrary regulatory actions to  reward the sitting president's 
political friends and punish his  political enemies. Even if that were the 
case, your solution of blocking  campaign spending disclosure would work, at 
best, on only one side of  the problem, because it hides only one side of the 
transaction. It might  make retribution harder. But the party in power would 
still know exactly  who its friends are, and could reward them. But no one 
else would know.  Journalists, opposing campaigns, researchers, and 
congressional  investigators and even prosecutors would have no ability to determine  
whether the administration was, in fact, rewarding its financial  backers. 
And if the agency administrators are the unprincipled political  operatives 
you depict, they're also unlikely to be ignorant about who  the 
administration's political opponents are. (Whether they are named on  a 
campaign-affiliated web site or not.)

Ian Ayres' solution (in  the 2002 book Voting with Dollars, with Bruce 
Ackerman) of  mandatory anonymity on contributions was theoretically appealing. 
If  every single legislative or administrative action could take place  
behind a veil of total ignorance, on all sides, about who the donors  were, that 
might be as effective, in its own way, as total disclosure.  But it's a 
thought experiment, not a realistic proposal, because of  course elected 
officials will know exactly who their financial  supporters are, even if they're 
not sure of the exact amounts. And they  know who their opponents' backers 
are, just as they can know with  reasonable accuracy what share of the vote 
they'll get from a given  county or state or demographic category. 

In the dystopian  "government by waiver" coupled with massive cronyism and 
revenge that  you depict, the broadest possible disclosure would be 
absolutely  essential, in order to actually reveal or test the patterns of  
favoritism and revenge you see. For example, in your 2011 National  Review article, 
you cite three examples of the administration taking  action against 
businesses: the NLRB action against Boeing; the move by  the HHS Inspector General 
to exclude Forest Laboratories from  participation in federal health 
programs, following three criminal  guilty pleas on fraud charges; and an EPA 
rejection of Shell's permits  to drill in the Arctic. Without disclosure, we 
would have no evidence at  all about whether these decisions were politically 
motivated. With  disclosure, they become testable propositions. As it happens, 
Boeing is  primarily a Democratic donor and, as a Chicago company, a huge 
source of  money for Obama;  Forest Labs CEO Howard Solomon is  exclusively a 
Democratic donor and a big one; and only Shell is  mostly a Republican 
donor. These may have been bad administrative  decisions, but there's no reason 
to think they were retribution for  political spending. Without disclosure, 
we can't even try to answer that  question.

All three actions have since been settled, dropped, or  reversed, also by 
administration officials.  
 
 




On 4/27/2012 1:05 PM, Steve Hoersting  wrote: 


 
 
 
In the event I was not  clear, the kind of retribution I of which I speak 
is largely  regulatory/economic.

I am not speaking just of crony  capitalism.  I am speaking of the 
increased importance of  political participation in an environment Richard Epstein 
describes as  "Government by Waiver." Among the ideas is that, as agency 
power is  subject to less review from the other branches, and more and more  
statutes vest vast powers in administrators with repeated statements  such as, 
"The Secretary shall...," a businessman speaking against the  team empowered 
to decide, on a multitude of unverifiable factors,  whether he will be a 
medical provider at all in, say, a nationalized  medical system is not 
"Brave."  Rather he is something beyond  brave where the team, officeholder or 
official he would speak against  has shown a predilection to reward allies and 
frustrate opponents, and  has a 50-50 chance of winning.

Two objections I expect... And  two quick replies:

1) Socialist Workers only protects  dissidents and the like, certainly not 
business leaders or the  wealthy.  Not so.  The paradigmatic case -- NAACP 
v.  Ala. -- protected all contributors to the NAACP.  This must  have 
included some of the wealthiest, established persons in  Birmingham at the time.  
The exemption goes to those who need  it.

2) You'll never prove retribution.  It is important to  remember, this 
isn't tort law.  No one is saying the official is  liable here.  And the 
official cannot say he would be "damaged"  by full political participation, 
particularly after Carolene  Products.   The "reasonable probability of 
retribution"  standard of Socialist Workers, Doe v Reed and the like, is  within the 
context of the 1st Am. -- and exists only to free political  speakers.  It 
should be a far lower standard than in tort  law.

Steve 
 
On Fri, Apr 27, 2012 at 12:04 PM, Steve Hoersting  <_hoersting at gmail.com_ 
(mailto:hoersting at gmail.com) > wrote: 
Dear Rick,

When  last you and I chatted about disclosure and its exceptions, I closed  
on this point: 
 
But ask yourself, for a later discussion: Can you  imagine actions taken 
with the aid of public disclosure that even  "someone important" [and I'm sure 
you meant J. Scalia] might likely  say is too much, even for "the Brave?"

Everyone discussing  disclosure exemptions, Doe v. Reed, Civic Courage and 
The Brave  do so on the premise of managing the problem of 
citizen-on-citizen  retribution.  But they ignore a quickly shifting landscape.   The real 
question is quickly becoming this: What about the rights of a  potential 
speaker who witnesses or reads of  government-on-citizen retribution visited on 
others?  This  person wants to participate in the election, but doesn't want 
to risk  being the next one made an example of.

An op-ed today, by  WSJ's Kim Strassel, brings this issue to the fore.

_http://online.wsj.com/article/SB10001424052702304723304577368280604524916.h
tml?mod=WSJ_Opinion_LEADTop_ 
(http://online.wsj.com/article/SB10001424052702304723304577368280604524916.html?mod=WSJ_Opinion_LEADTop) 

If the regulatory process is soon to be so divorced from  congressional 
budgetary processes and meaningful judicial review --  and I am thinking now of 
the powers vested in an IPAB or Dodd-Frank's  new consumer czar -- the 
prospect of post hoc regulatory  decisions, made by winning officeholders who 
have already demonstrated  a willingness to reward friends and frustrate 
opponents, can  intimidate businessmen deciding whether to speak at all in the  
election. 

An answer to this drain on popular sovereignty is  for business-men and 
-women to 1) seek the Socialist Workers  exemption 2) to campaign disclosure of 
independent communications (not  candidate donations) 3) for potential 
speakers who 4) have observed  the actions of abusive officials of any party, 
want to speak against  them in the election, and do not want to be "next."  
These  business men or women would file as John Does or Jane Does to protect  
their anonymity while the district court adjudicates their  application.  If 
the request is denied, they would have the  choice to proceed or stay 
silent -- forming a record for appellate  review.

If no one receives the Socialist Workers  exemption from a district court, 
appellate courts will have to  consider that fact when revisiting not only 
Socialist Workers'  efficacy as a safety valve, but the importance of "the 
informational  interest" itself.  If no lower court will grant the exemption,  
then, in the new wave of regulatory power sure to come, the  Carolene 
Products compromise -- that economic deprivations will  not be handled in the 
courts but rather in robust political processes  -- is all but dead.  

Even after the Judicial Revolution  of 1937, and irrespective of who wins 
in November, regulatory power is  only legitimate if it is the result of 
robust political  processes.

Now back to Scalia, our discussion, and the  Home of the Brave.  Where 
citizen-on-citizen intimidation is  facilitated by disclosure, as in the Prop 8 
cases and Doe v.  Reed, Scalia wants citizens to toughen up and get some 
"civic  courage."  But I believe where government-on-citizen  intimidation is 
facilitated by public disclosure Scalia would not look  favorably upon this 
at all.  Scalia knows our Founders  pledged their lives, fortunes and honor 
in their 18th century campaign  against the King.  But these men were already 
acting outside the  political system of their day, not within it.  Their 
"Courage"  cannot be the model Scalia would hold businessmen to while U.S. 
courts  are open.  The reasonable probability of government-on-citizen  
retribution can be a difference in kind.

It is conventional  wisdom that Scalia likes what he calls "real" 
constitutional law --  not just adjudicating rights under the first ten amendments, 
but  deciding questions about relative power distributed among co-equal  
branches.  Scalia would recognize that, after 1937 and the  Carolene compromise 
of 1938, regulatory legitimacy derives  almost entirely from robust 
political processes.  I have to  believe he would understand that those asked to 
speak electorally in  an atmosphere of a probable government retribution 
knowing their is a  50-50 chance their side will lose the coming election are not 
"Brave"  but martyrs or fools.

Most importantly, Scalia knows that when  robustness is chilled, the 
Carolene compromise itself is called  into question.  Not only are speech rights 
deprived, the  electoral crucible that ensures popular sovereignty begins to 
produce  tainted results; and the very structure of government and relative  
power among the branches risks being altered.

This is a theory  I will be promulgating when I get the opportunity, in 
addition to this  old op-ed.  
_http://www.nationalreview.com/blogs/print/266623_ (http://www.nationalreview.com/blogs/print/266623)    If anyone else wants 
to develop it, please be my guest.

-- 
Stephen M.  Hoersting



-- 
Stephen M. Hoersting





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Mark  Schmitt
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